Pittsburgh, PA
"I had the fortune to have had Alan Besnoff testify as an expert witness in a jury trial involving an abusive use of a Form U5 containing false and defamatory information about contracted asset managers who were terminated by their RIA. In my many trials over decades, no expert witness has displayed better ability to explain with authority and experience the various rules, regulations, and standard practices, customarily used, and how they are applied, and his professional demeanor, forthrightness, and unevasive responses are hallmarks of his integrity and capability. He was my first witness, and I do not wish to try this type case again without him"
Raleigh, NC
"It was a pleasure to work with Alan Besnoff on a recent case involving a broker's claim of wrongful termination and defamation against her former employer. I made the fortunate decision to contact Alan early in the case. As a result of his years of experience as a broker supervisor, he was able to provide wise and helpful counsel throughout the process. His testimony was clear and direct and, I believe, helped the panel sort out complex issues in the case. Alan's charges were fair, and my client even received a refund at the end of the case. I recommend Alan Besnoff without hesitation."
Burlington, VT
"I engaged Alan Besnoff to serve as an expert consultant and expert witness on a case in which I represented the claimant against a large financial services company. Issues in this case included: suitability, unauthorized trades, over-concentration, breach of fiduciary duty, and failure to supervise. Mr. Besnoff's supervisory experience and significant familiarity with all of the issues involved, including FINRA regulations, as well as the industry standards, proved to be of great value. Throughout the process Alan Besnoff provided valuable and helpful counsel, and demonstrated a high degree of professionalism, and a clear understanding of all the relevant issues. I highly recommend the services of Alan Besnoff, and Securities Expert Witness & Litigation Support, LLC."