Alan J. Besnoff CFP®, ChFC, CLU

More than 30 years of experience with securities, investments, financial planning, life insurance, and annuities at the financial advisor, supervisory, and managing principal level. Conducted thousands of presentations, classes, and workshops on securities, investments and financial planning for a variety of audiences, including financial professionals, attorneys, university students, and consumers. Articulate and persuasive presenter and speaker, experienced litigation consultant and testifying expert with extensive financial services leadership experience.

Areas of Expertise


Suitability
Fiduciary Duty
Supervision Standards
Churning
Asset Allocation / Concentration
Misrepresentation and Omissions
FINRA Rules and Regulations
Registration Requirements and Violations
Mutual Funds
Annuities
Life Insurance
Employment Issues / Form U-5 Filing Standards
CFP® Standards

Services


Case review and assessment
Analyze opposition expert reports
Damage calculations
Discovery review and recommendations
Written opinion
Expert testimony